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Business Certification Process

Overview

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Any business conducting transactions with a Tribal gaming operation for goods and/or services of over $10,000 a month must have State Certification.
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It is a privilege to be granted State Certification.  The burden of proving suitability to receive State Certification rests solely upon the applicant. The process starts with the Tribal Gaming Office (TGO).
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The criteria to determine suitability are set forth under Section 5 of the Tribal/State Compact. The State strictly adheres to the compact in order to ensure the integrity of gaming in Arizona.
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The application fees for State Certification of a business range from $1,500 to $5,000 depending on the type of business and the services or goods provided.
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All investigative costs incurred by the State over the application fee are borne solely by the applicant. All such costs must be paid in full to the Department prior to the issuance of State Certification. Once the investigation is in process, the applicant may receive subsequent monthly invoices for any additional investigative costs incurred by the State.
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State Certification will be determined upon the completion of the background investigation and the payment of all associated investigative costs.

Certification Process for Businesses

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The company requests that a sponsorship letter from the Tribal Gaming Office (TGO) be sent to the Arizona Department of Gaming.  The letter must contain the following information:
     Business name, address, and telephone number
     Name of contact person and telephone number
     Type of goods or services the business will provide

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Upon receipt of the sponsorship letter, the Department contacts the business and confirms the information in the letter. The Department sends the application form packet, or the company can download the applicable forms on the Department's website.

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Application forms are completed by the applicant based upon the structure of the business (i.e., corporation, limited liability company, partnership, or sole proprietorship) and the type of goods or services to be provided to the gaming facility.

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The completed application forms and the appropriate application fee are submitted to the Department. The compact requires an applicant seeking certification to pay all of the costs of the background investigation prior to receiving State Certification.  The Department will send monthly statements of any costs over the amount of the application fee during the investigation.

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All applicants undergo an intensive background investigation, which may require on-site visits by Department investigators, review of financial records, criminal history inquiries from appropriate jurisdictions, and review of tax returns.

Renewal of State Certification

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The application fees for renewal of State Certification of a business range from $500 to $1,000 depending on the type of business and the services or goods provided. The State will send a Renewal application package to certified vendors approximately two months prior to certification expiration. Vendors choosing not to be considered for Certification Renewal should contact the Department of Gaming as soon as possible to preclude any costs.

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All investigative costs for Renewal of State Certification are borne solely by the applicant. All such costs must be paid in full to the Department prior to the issuance of renewal of State Certification.

Download specified application forms

The Department's Gaming Vendor Certification Unit determines the applicable forms to be completed based on the structure of the company and the type of goods or services to be provided to the tribal gaming facility. The printable forms are in the Adobe Acrobat PDF format.  To obtain a free Acrobat Reader, click on the Adobe icon below.

Group 1 - Initial Application Group 2 - Initial Application
Group 1 - Renewal Application Group 2 - Renewal Application

 

 

 

 

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